Data Scientist with Compliance Expertise

Posted 6 Days Ago
Be an Early Applicant
Remote
Junior
Software
The Role
As a Data Scientist with Compliance expertise, you will analyze unstructured data to identify compliance risks, generate insights, and assist with data annotation. You will also engage in exploratory data analysis and participate in stakeholder interactions to refine data models and compliance strategies.
Summary Generated by Built In

As a Data Scientist with Compliance background at our company, you will play a crucial role in combining compliance expertise with data analytics skills. You'll analyze a wide range of unstructured communications data to address problems for our customers, focusing on regulatory compliance and risk mitigation. This position offers a unique opportunity to work at the intersection of data science and financial compliance, allowing you to develop both technical and domain-specific skills. 

What will you do?

  • Generate insights and create reports on compliance trends and potential risks for internal or customer related datasets
  • Perform exploratory data analysis on communication data to identify potential compliance risks
  • Assist in data annotation and quality review for compliance-related datasets
  • Participate in client/prospect guidance for machine learning model and analytic fine-tuning processes
  • 50% Exploratory data analysis, data annotations, and compliance review
  • 30% Data science experiments and model building
  • 10% Interaction with stakeholders to understand compliance and modeling needs
  • 10% Reporting and documentation

What will you bring?

  • Demonstrated expertise in adherence to financial regulations and implementing LOD practices in L1, L2 and L3 risk anagement practices providing compliance through risk assessments.
  • Knowledge of the rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies
  • Understanding of statistics and data science principles (hypothesis testing, regression, classification, clustering, etc.)
  • Excellent verbal and written communication skills
  • Self-motivated learner with a collaborative mindset
  • Ability to manage time efficiently and handle multiple priorities

  • Required Education and Experience

  • Bachelor's degree in Computer Science, Applied Math, Statistics, Business, Finance, or a related field
  • 2+ years of experience working with data & analytics (including academic experience)
  • Familiarity with Git, Linux/Unix, and IDEs
  • Knowledge of financial industry regulations and compliance practices like LoD
  • Experience and Training in Bank’s L1, L2 and L3 risk assessment for Supervision or Surveillance or AML risks. 

  • Preferred Qualifications

  • Master's degree in a relevant field
  • Familiarity with cloud computing platforms (AWS, GCS, Azure)
  • Experience with automated supervision/surveillance/compliance tools 

About our culture


Smarsh hires lifelong learners with a passion for innovating with purpose, humility and humor. Collaboration is at the heart of everything we do. We work closely with the most popular communications platforms and the world’s leading cloud infrastructure platforms. We use the latest in AI/ML technology to help our customers break new ground at scale. We are a global organization that values diversity, and we believe that providing opportunities for everyone to be their authentic self is key to our success. Smarsh leadership, culture, and commitment to developing our people have all garnered Comparably.com Best Places to Work Awards. Come join us and find out what the best work of your career looks like.

Top Skills

Ai/Ml
Data Analytics
Git
Linux/Unix
The Company
Redwood City, CA
1,470 Employees
On-site Workplace

What We Do

Smarsh provides cloud-based archiving and compliance solutions for companies in regulated and litigious industries.

Similar Jobs

Smartcat Logo Smartcat

Strategic Analyst

Artificial Intelligence • Machine Learning • Natural Language Processing • Conversational AI
Easy Apply
Remote
28 Locations
242 Employees

Smartcat Logo Smartcat

Data Engineer

Artificial Intelligence • Machine Learning • Natural Language Processing • Conversational AI
Easy Apply
Remote
28 Locations
242 Employees

CrowdStrike Logo CrowdStrike

Sr. Intelligence Analyst II (Remote)

Cloud • Information Technology • Sales • Security • Cybersecurity
Remote
United Kingdom
10000 Employees
Remote
10 Locations
170 Employees

Similar Companies Hiring

Ascent Thumbnail
Software • Fintech • Financial Services • Enterprise Web • Artificial Intelligence
Chicago, IL
30 Employees
Immersive Labs Thumbnail
Software • Information Technology • HR Tech • Enterprise Web • Cybersecurity
Bristol, GB
330 Employees
SmartBear Thumbnail
Software • Internet of Things • Cloud • Automation • App development
Somerville, MA
800 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account